What are the Securities Division’s initial filing requirements for an Investment Company (IC)?

Published 08/12/2009 12:50 PM   |    Updated 12/27/2013 03:35 PM
What are the Securities Division's initial filing requirements for an Investment Company (IC)?

* Form NF
* filing fee is $500 for an issuer with net assets not exceeding $10 million and $1,000 for all other issuers

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