What is the Securities Division’s initial filing requirement for a Registration by Qualification (RQ)?

Published 08/12/2009 12:45 PM   |    Updated 08/12/2009 12:45 PM
What is the Securities Division's initial filing requirement for a Registration by Qualification (RQ)?

* U1

* U2

* U2A

* Prospectus

* Exhibits

* Advertising Materials

* filing fee is 1/20 of 1% of the amount offered in Indiana with a minimum of $250.00 and a maximum of $1,000.00

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