Does the State have a de minimus clause that applies to investment advisers?

Published 08/12/2009 12:30 PM   |    Updated 04/16/2012 11:43 AM
Does the State have a de minimus clause that applies to investment advisers?

* Yes and it applies if the adviser does not have a place of business in Indiana and during the preceding twelve (12) months, has had less than six (6) clients who are residents of Indiana.

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