How long does the Secretary of State’s Securities Division reserve the right to take in reviewing a pending investment adviser?

Published 08/12/2009 12:29 PM   |    Updated 08/12/2009 12:29 PM
How long does the Secretary of State's Securities Division reserve the right to take in reviewing a pending investment adviser?

* The Securities Division reserves the right to review the prospective advisor for 30 days. The review may last longer based on discrepancies including but not limited to exam requirements or reportable disclosures.

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