How does a broker dealer applicant receive an exam waiver?

Published 08/12/2009 12:23 PM   |    Updated 12/27/2013 03:32 PM
How does a broker dealer applicant receive an exam waiver?

* if the prospective agent wishes to have its test requirement waived, a written waiver request must be sent to the Commissioner
* criteria under which a waiver may be granted is in 710 IAC 4-8-2(e)

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