What is the test requirement to be a broker dealer principal

Published 08/12/2009 12:21 PM   |    Updated 08/12/2009 12:21 PM
What is the test requirement to be a broker dealer principal

* S24

* S40 or S00 is acceptable if passed prior to effectiveness of S24 requirement

* either the S26 or S39 may substitute for the S24

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